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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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  Versions
(1 version)
 
Jul 5 2012 onwards

MKT 4.2.7



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

A Reporting EntityG must establish and maintain adequate systems and controls to enable it to identify at all times any PersonG working for it under a contract of employment or otherwise, who has or may reasonably be likely to have access to Inside InformationG relating to the Reporting EntityG , whether on a regular or occasional basis.

Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]