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Dubai Financial Services Authority (DFSA): Contents

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Jul 5 2012 - Jul 13 2013Jul 14 2013 onwards

MKT 4.1.1 Guidance



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

1. The market disclosure requirements applicable to Listed FundsG are in chapter 6.
2. This chapter sets out the obligations of Reporting EntitiesG to disclose and control information in order to protect actual and potential investors and to maintain a fair, informed and orderly market in SecuritiesG . This chapter also sets out the limited circumstances under which a Reporting EntityG may selectively disclose Inside InformationG , delay public disclosure and control access to such information in order to limit the potential market abuse.
3. The DFSAG recognises the importance to the market of accurate, up-to-date information about Reporting EntitiesG . Reporting EntitiesG are therefore required to disseminate Inside InformationG as soon as possible. Where these obligations are not met and the DFSAG considers it appropriate, the DFSAG may seek one or more sanctions as specified in Part 7 of the Law.
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
[Amended] DFSA RM120/2013 (Made 14th July 2013). [VER4/07-13]