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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Jul 5 2012 - Jul 13 2013Jul 14 2013 onwards

MKT 3.4.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) This section applies to:
(a) the BoardG of every Reporting EntityG ; and
(b) a Restricted PersonG in relation to such a Reporting EntityG .
(2) For the purposes of (1)(b), a PersonG is a Restricted PersonG in relation to a Reporting EntityG if he is involved in the senior management of the Reporting EntityG .
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
[Amended] DFSA RM120/2013 (Made 14th July 2013). [VER4/07-13]