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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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  Versions
(1 version)
 
Jul 5 2012 onwards

MKT 3 Governance of Reporting Entities

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.


Contents:
MKT 3 Guidance
MKT 3.1 Application
MKT 3.1.1
MKT 3.2 Corporate Governance Principles
Application
Corporate Governance Principles
Principle 1 — Board of Directors
Principle 2 — Division of Responsibilities
Principle 3 — Board Composition and Resources
Principle 4 — Risk Management and Internal Control Systems
Principle 5 — Shareholder Rights and Effective Dialogue
Principle 6 — Position and Prospects
Principle 7 — Remuneration
Annual Reporting on Compliance
MKT 3.3 Directors Duties and Fair Treatment of Shareholders
Application
Directors' Duties
Equality of Treatment
Reduction of Share Capital
Pre-Emption Rights
[deleted]
Communications with Shareholders
Proxy solicitation
Other Matters Requiring Shareholder Approval
MKT 3.4 Dealings by Restricted Persons
Application
Prohibition on Dealing
Clearance to Deal
Exempt Dealings
MKT 3.5 Related Party Transactions
Application
Definitions
Related Party Transaction Procedures
Exemptions