Home   Browse contents   View updates   Search  
     Quick search

Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

(2 versions)
Jul 5 2012 - Aug 20 2014Aug 21 2014 onwards

MKT 2.13.3

View whole sectionWhole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) The DFSAG may, during the Offer PeriodG or such other longer period as specified, impose a requirement that the monies held by a PersonG making a Prospectus OfferG or his agent pursuant to the Prospectus OfferG or issuance are held in an escrow account for a specified period and on specified terms.
(2) The DFSAG may also require the appointment of a paying agent during the offer period.
(3) The procedures in Schedule 3 to the Regulatory Law apply to a decision of the DFSAG under this Rule.
(4) If the DFSAG decides to exercise its power under this Rule, the OfferorG may refer the matter to the FMTG for review.
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
[Amended] DFSA RM134/2014 (Made 21st August 2014). [VER5/06-14]