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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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(1 version)
Jul 5 2012 onwards

MKT 2.12.1 Guidance

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

The requirements relating to Financial PromotionsG in Rule 2.12.1 do not apply, due to the definitional exclusion provided in Article 12(1) of the Law, to any communication:

a. made in connection with the trading of SecuritiesG on an Authorised Market InstitutionG or Regulated ExchangesG ;
b. made for the purposes of complying with the on-going reporting requirements of an Authorised Market InstitutionG or the DFSAG ; or
c. which is an Exempt CommunicationG as defined in Rule 2.2.1.
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]