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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Markets Rules (MKT) [VER14/02/19]
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Jul 5 2012 onwards

MKT 2.12.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) A PersonG who makes a Prospectus OfferG must not, and must ensure that any agent of that PersonG or a member of its Group or other PersonsG associated or connected with the Prospectus OfferG do not, during the Offer PeriodG , make a Financial PromotionG relating to a Prospectus OfferG unless the Financial PromotionG :
(a) states that a ProspectusG has been approved by the DFSAG and published or is to be published; and
(b) gives an address from which a ProspectusG is or will be made available in the DIFCG or provides a link to a website from which the ProspectusG can be accessed.
(2) Where a PersonG making a Prospectus OfferG uses a ProspectusG that comprises multiple documents as provided in Rule 2.5.1(1), the obligation to give or provide access to a ProspectusG in (1)(b) means giving or providing access to all the documents comprising the ProspectusG .
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]