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Dubai Financial Services Authority (DFSA): Contents

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MKT 2.6.2

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

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(1) The DFSAG will only approve a ProspectusG which has been filed with the DFSAG in accordance with Rule 2.6.1 as soon as reasonably practicable where:
(a) it is satisfied that:
(i) the ProspectusG meets all the applicable requirements in the Law and the RulesG ; and
(ii) the BoardG of the UndertakingG whose SecuritiesG are to be offered complies with, and has adequate systems and controls in place to ensure on-going compliance with, the applicable requirements; and
(b) it has received all the necessary consents as required under the requirements in this chapter.
(2) A ProspectusG filed with the DFSAG is not an Approved ProspectusG for the purposes of Article 14(2) unless the DFSAG has issued to the applicant a notice stating its approval:
(a) of the ProspectusG or the Supplementary ProspectusG as the case may be; and
(b) in the case of a ProspectusG in (a) comprising multiple documents, of all the multiple documents.
(3) The procedures in Schedule 3 to the Regulatory Law apply to a decision of the DFSAG not to approve a ProspectusG under this Rule.
(4) If the DFSAG decides to exercise its power not to approve a ProspectusG under this Rule, the applicant may refer the matter to the FMTG for review.
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
[Amended] DFSA RM120/2013 (Made 14th July 2013). [VER4/07-13]
[Amended] DFSA RM134/2014 (Made 21st August 2014). [VER5/06-14]