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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(1 version)
Jul 5 2012 onwards

MKT 1.1.3

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Where a RuleG prescribes a requirement relating to a DirectorG , PartnerG or EmployeeG of a Reporting EntityG or an Undertaking:

(a) the DirectorG , PartnerG or EmployeeG , as the case may be, must take all reasonable steps within his control to secure compliance with the requirement; and
(b) the Reporting EntityG or UndertakingG must take all reasonable steps to ensure compliance with the requirement by the DirectorG , PartnerG or EmployeeG .
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]