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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(1 version)
Jul 5 2012 onwards

MKT 1.1.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) The Rules in this module (MKT) are made for the purposes of the Markets Law 2012 and apply to every PersonG to whom that legislation applies.
(2) Without limiting the generality of (1), this module applies to:
(a) a PersonG making an Offer of Securities to the PublicG except in relation to UnitsG of a FundG ;
(b) a PersonG applying to have Securities admitted to trading on an Authorised Market InstitutionG ;
(c) a PersonG specified in Rule 2.10.1 as liable for the content of a ProspectusG ;
(d) a Reporting EntityG ;
(e) a PersonG who is a Related PartyG ;
(f) a PersonG who is a Restricted PersonG ;
(f) a PersonG who is a Connected PersonG ; and
(g) a PersonG appointed as a sponsor, compliance adviser or other expert adviser of a Reporting EntityG .
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]