Home   Browse contents   View updates   Search  
     Quick search

Whole SectionText only Print Print Manager Link

(1 version)
Jul 5 2012 onwards

11. General Prohibition

Whole Section PDF

To view past versions of this module in PDF format, please visit the Archive.

(1) A person shall not:
(a) make an Offer of Securities to the Public in or from the DIFC; or
(b) have Securities admitted to trading on an Authorised Market Institution,
except as provided in this Law and the Rules made for the purposes of this Law.
(2) Without limiting the generality of its powers, the DFSA may, by written notice:
(a) exclude the application of any requirements; or
(b) deem any Investment which is not a Security to be a Security for the purposes of this Law and the Rules,
subject to such terms and conditions as it may consider appropriate.