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Dubai Financial Services Authority (DFSA): Contents

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  Versions
(1 version)
 
Dec 27 2011 - Jul 13 2013

Designated Non-Financial Business and Professions Module (DNF) [VER1/06-11]

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

Past version: effective from Dec 27 2011 - Jul 13 2013.
To view other versions open the versions tab on the right.


Contents:
DNF 1 Introduction
DNF 1.1 Application
DNF 1.2 Interpretation
DNF 2 Definition of Non-Financial Businesses and Professions
DNF 2 Guidance
DNF 2.1 Definition
DNF 3 Regulatory Processes
DNF 3.1 Registration by Notification to the DFSA
DNF 3.2 Co-operation with Regulators
DNF 3.3 Communication with the DFSA
DNF 3.2 Supervision and Enforcement Powers
DNF 4 General Provisions
DNF 4 Guidance
DNF 4.1 General Requirements
DNF 4.2 Appointment of an MLRO
DNF 4.3 Relevant United Nations Resolutions and Sanctions
DNF 4.4 Government, Regulatory and International Findings
DNF 5 Anti Money Laundering Rules
DNF 5 Guidance
DNF 5.1 Responsibilities of the MLRO
DNF 5.2 Customer Identification Requirements
DNF 5.3 Internal and External Reporting Requirements
DNF 5.4 Tipping-Off
DNF 5.5 Money Laundering Risks
DNF 5.6 Training and Awareness
DNF 6 Anti Money Laundering Rules for Single Family Offices
DNF 6 Guidance
DNF 6.1 Responsibilities of the MLRO
DNF 6.2 Customer Due Diligence Requirements
DNF 6.3 Record Keeping
DNF App 1 Customer Identification Requirements
DNF A1.1 Duties and Responsibilities
DNF A1.2 Establishing Identity — Identification Procedures
DNF App 2 Money Laundering Risks
DNF A2.1 Risk Assessment
DNF A2.2 Risks Regarding Corruption and Politically Exposed Persons
DNF A2.3 Suspicious Transactions and Transaction Monitoring