Home   Browse contents   View updates   Search  
     Quick search
Go
   

Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
General Module (GEN) [VER43/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

Whole SectionText only Print Print Manager Link


  Versions
(1 version)
 
Apr 28 2011 onwards

GEN 3.6.2



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised FirmG must not approve a Financial PromotionG which is directed at a PersonG who appears on reasonable grounds to be a Retail ClientG unless:

(a) it has an endorsement on its LicenseG which permits it to carry on a Financial ServiceG with or for a Retail ClientG ; and
(b) the scope of its LicenseG includes the Financial ServiceG and, if applicable, the particular financial product, to which the Financial PromotionG relates.
Added in accordance with Notice of Amendments to Legislation April 2011 [VER27/02-11]