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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
General Module (GEN) [VER44/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

(2 versions)
Apr 28 2011 - Jan 31 2017Feb 1 2017 onwards

GEN 3.6.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

For the purposes of GEN Rule 3.4.1(4)(a) and (b), an Authorised FirmG must not approve a Financial PromotionG unless:

(a) the Financial PromotionG includes a clear and prominent statement that it has been "approved by" the relevant Authorised FirmG ; and
(b) the Financial PromotionG is made in accordance with the requirements in GEN Section 3.5.
Added in accordance with Notice of Amendments to Legislation April 2011 [VER27/02-11]
[Amended] DFSA RM184/2016 (Made 7th December 2016). [VER38/02-17]