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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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General Module (GEN) [VER44/07-19]
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Apr 28 2011 - Jan 31 2016Feb 1 2016 onwards

GEN 11.4.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised FirmG other than a Representative OfficeG seeking to have its LicenceG withdrawn must submit a request in writing stating:

(a) the reasons for the request;
(b) that it has ceased or will cease to carry on Financial ServicesG in or from the DIFCG ;
(c) the date on which it ceased or will cease to carry on Financial ServicesG in or from the DIFCG ;
(d) that it has discharged, or will discharge, all obligations owed to its customers in respect of whom the Authorised FirmG has carried on, or will cease to carry on, Financial ServicesG in or from the DIFCG ; and
(e) if it is providing Trust Services, that it has made appropriate arrangements for the transfer of business to a new Trust Service ProviderG and the appointment, where necessary, of new trustees.
Derived from Notice of Amendments to Legislation April 2011 [VER27/02-11]
[Amended] DFSA RM155/2015 (Made 9th December 2015) [VER35/02-16]