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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Collective Investment Rules (CIR) [VER25/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
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Financial Markets Tribunal

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(2 versions)
Jul 11 2010 - Aug 20 2014Aug 21 2014 onwards

CIR 14.5.2

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) Where an Authorised FirmG OffersG a UnitG of a Domestic FundG to a PersonG it must make available to that PersonG a copy of the most recent ProspectusG at the time of the OfferG or before effecting the TransactionG in relation to the UnitsG , unless that TransactionG results from an Excluded OfferG as defined in CIR section 4.1 of this module.
(2) An Authorised FirmG must not make an OfferG of UnitsG of an Exempt FundG or a Qualified Investor FundG in a manner that would result in a breach of the requirements in Articles 16(4) or (5) of the Law as is applicable to that FundG .
Derived from RM72/2010 (Made 11th July 2010). [VER13/07-10]
[Amended] DFSA RM137/2014 (Made 21st August 2014). [VER17/06-14]