Home   Browse contents   View updates   Search  
     Quick search

Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Collective Investment Rules (CIR) [VER25/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

(2 versions)
Jul 11 2010 - Aug 20 2014Aug 21 2014 onwards

CIR 14.5.1

View whole sectionWhole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) A Fund ManagerG of a Domestic FundG must make the Fund'sG most recent ProspectusG available free of charge to any UnitholderG and to any PersonG who is eligible to invest in the FundG when making an OfferG to issue or sell a UnitG of the FundG to such a PersonG , and, in any case, must not enter into a TransactionG relating to the issue or sale of a UnitG of the FundG with a PersonG unless that TransactionG results from an Excluded OfferG as defined in CIR section 4.1 of this module.
(2) A Fund ManagerG of a Domestic FundG which is an Exempt FundG or a Qualified Investor FundG must not, and must not cause any other PersonG to, make an OfferG of UnitsG of such a FundG in a manner that would result in a breach of the requirements in Article 16(4) or (5) of the Law as is applicable to that FundG .
Derived from RM72/2010 (Made 11th July 2010). [VER13/07-10]
[Amended] DFSA RM137/2014 (Made 21st August 2014). [VER17/06-14]