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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Collective Investment Rules (CIR) [VER25/07-19]
Part 5 Rules Specific to Different Types of Domestic Funds
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(1 version)
 
Jul 11 2010 onwards

CIR 10.3 Oversight Arrangements for Public Funds

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.


Contents:
CIR 10.3 Guidance
Permitted Oversight Arrangements
CIR 10.3.1
Suitability Criteria for Persons Providing Oversight Function
CIR 10.3.2
CIR 10.3.3
General Oversight Duties
CIR 10.3.4
Proceedings of the Oversight Provider
CIR 10.3.5
Principles and Disclosure of Interests
CIR 10.3.6
Principle 1 - Integrity
CIR 10.3.7
Principle 2 - Due skill, Care and Diligence
CIR 10.3.8
Principle 3 - Market Conduct
CIR 10.3.9
Principle 4 - Relations with the DFSA
CIR 10.3.10
Systems and Controls Relating to Oversight
CIR 10.3.11
CIR 10.3.12
Oversight Report
CIR 10.3.13
Co-operation with Oversight Providers
CIR 10.3.14
Record Keeping
CIR 10.3.15