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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Jul 11 2010 onwards

CIR 10 Requirements Specific to Public Funds

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.


Contents:
CIR 10.1 Application
CIR 10.1.1
CIR 10.1.2
CIR 10.2 Registration of Public Funds
The Application for Registration
Requirements for Registration
Rejection of an Application
Granting Registration
Withdrawal of Registration
Reinstatement
CIR 10.3 Oversight Arrangements for Public Funds
CIR 10.3 Guidance
Permitted Oversight Arrangements
Suitability Criteria for Persons Providing Oversight Function
General Oversight Duties
Proceedings of the Oversight Provider
Principles and Disclosure of Interests
Principle 1 - Integrity
Principle 2 - Due skill, Care and Diligence
Principle 3 - Market Conduct
Principle 4 - Relations with the DFSA
Systems and Controls Relating to Oversight
Oversight Report
Co-operation with Oversight Providers
Record Keeping
CIR 10.4 Prospectus Requirement for Public Funds
CIR 10.4 Guidance
CIR 10.5 Investment and Borrowing Requirements for Public Funds
Application
Spread of Risk and Protection of Fund Property
Investment in Other Funds
Transactions in Derivatives
Stock Lending and Borrowing
Borrowing
Investment in Real Property