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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Collective Investment Rules (CIR) [VER25/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

(2 versions)
Jul 11 2010 - Aug 20 2014Aug 21 2014 onwards

CIR 9.5 Guidance

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Type of Report CIR Ref Public Funds Exempt Funds QIF
Annual and interim reports CIR 9.4.2 Annual Report only. An interim report is required only if there has been a material change during the interim accounting period
Fund Manager's Report CIR 9.4.9
Fund Auditor's Report CIR 9.3.8(b)
Oversight Report CIR 10.3.13 Not applicable Not applicable
Comparative Table CIR 9.4.10 Not applicable Not applicable
Eligible Custodian Report CIR 9.4.7(2) Hedge Funds only Hedge Funds only Hedge Funds only
Investment Committee CIR 13.3.1 & CIR 13.4.3 Private Equity Funds and Property Funds Private Equity Funds and Property Funds Not applicable

This table illustrates the different content requirements for reports of a Domestic FundG .

Derived from RM72/2010 (Made 11th July 2010). [VER13/07-10]
[Amended] DFSA RM137/2014 (Made 21st August 2014). [VER17/06-14]