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Dubai Financial Services Authority (DFSA): Contents

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  Versions
(1 version)
 
Jul 11 2010 onwards

CIR 9.4.9



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

The matters set out in (a) to (h) must be included in any Fund Manager'sG report:

(a) a restatement of the investment objectives of the FundG ;
(b) a restatement of the policy for achieving those objectives;
(c) a review of the investment activities, including in relation to (a) and (b), during the period to which the report relates;
(d) particulars of any fundamental change requiring prior approval by UnitholderG meeting made since the date of the last report;
(e) particulars of any significant change requiring pre-event notification since the date of the last report;
(f) any other information which would enable UnitholdersG to make an informed judgement on the development of the activities of the FundG during this period and the results of those activities as at the end of that period;
(g) for a report on an Umbrella FundG , the information required in (a) to (h) must be given for each Sub-FundG if it would vary from that given in respect of the Umbrella FundG as a whole; and
(h) for a FundG which invests a substantial proportion of its assets in other FundsG , a statement as to the maximum proportion of management fees charged to the FundG itself and to other FundsG in which that FundG invests.
Derived from RM72/2010 (Made 11th July 2010). [VER13/07-10]