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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Collective Investment Rules (CIR) [VER26/12-19 ]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

Whole SectionText only Print Print Manager Link

(2 versions)
Jul 11 2010 - Aug 20 2014Aug 21 2014 onwards

CIR 9.4.6

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An annual report on a FundG which is an Umbrella FundG must contain:

(a) for each Sub-FundG :
(i) the full audited financial statements for the annual accounting period;
(ii) the report of the Fund ManagerG in accordance with CIR Rule 9.4.9; and
(iii) if the FundG is a Public FundG , the comparative table in accordance with CIR Rule 9.4.10;
(b) an aggregation of the financial statements required by (a)(i) for each Sub-FundG ;
(c) the report produced by the Registered AuditorG in accordance with CIR Rules 9.3.8(b); and
(d) if the FundG is a Public FundG , the Oversight ReportG in accordance with CIR Rule 10.3.13.
Derived from RM72/2010 (Made 11th July 2010). [VER13/07-10]
[Amended] DFSA RM137/2014 (Made 21st August 2014). [VER17/06-14]