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Dubai Financial Services Authority (DFSA): Contents

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  Versions
(1 version)
 
Jul 11 2010 onwards

CIR 9.4.3



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

The Fund ManagerG must take reasonable steps to ensure that the interim and annual reports for a FundG or the Sub-FundsG of an Umbrella FundG are clear, complete and true and contain information for the relevant period and:

(a) the name of the FundG or Sub-FundG , its stated investment objectives, the policy of achieving those objectives and a brief assessment of its risk profile;
(b) a review of the Fund'sG or Sub-Fund'sG investment activities and investment performance during the period;
(c) sufficient information to enable UnitholdersG to form a view on where the portfolio is invested at the end of the period and the extent to which that has changed over the period; and
(d) any other significant information which would reasonably enable UnitholdersG to make an informed judgment on the activities of the FundG or Sub-FundG during the period and the results of those activities at the end of the reporting period.
Derived from RM72/2010 (Made 11th July 2010). [VER13/07-10]