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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Collective Investment Rules (CIR) [VER25/07-19]
Part 4 Core Rules Relating to Establishment and Management of Domestic Funds
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  Versions
(1 version)
 
Jul 11 2010 onwards

CIR 8.10.1



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) A Fund ManagerG must make and retain accounting and other records that are necessary:
(a) to enable it to comply with RulesG in this module; and
(b) to demonstrate at any time that such compliance has been achieved.
(2) A Fund ManagerG must make and retain for a period of six years a record of the UnitsG held, acquired or disposed of, by it, including the classes of such UnitsG , and the balance of any acquisitions and disposals.
(3) A Fund ManagerG must make the record available for inspection by the DFSAG in the DIFCG and, if applicable, the TrusteeG or appointed Eligible CustodianG , free of charge at all times during ordinary office hours and must supply a copy of the record or any part of it.
(4) Where a Fund ManagerG makes a dilution levy or dilution adjustment in accordance with CIR Rule 8.4.1(5), it must make and retain for a period of six years from the date such action is taken a record of:
(a) how it calculates and estimates dilution; and
(b) its policy and method for determining the amount of any dilution levy or dilution adjustment.
Derived from RM72/2010 (Made 11th July 2010). [VER13/07-10]