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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Collective Investment Rules (CIR) [VER25/07-19]
Part 4 Core Rules Relating to Establishment and Management of Domestic Funds
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DFSA Codes of Practice
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Whole SectionText only Print Print Manager Link


  Versions
(1 version)
 
Jul 11 2010 onwards

CIR 8.7.1



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) Subject to (5), a Fund ManagerG must maintain a register of UnitholdersG .
(2) The register must contain:
(a) the name and address of each UnitholderG ;
(b) the number of UnitsG including fractions of a UnitG of each class held by each UnitholderG ; and
(c) the date on which the UnitholderG was registered in the register for the UnitsG standing in his name.
(3) A Fund ManagerG must take all reasonable steps and exercise all due diligence to ensure that the register is kept complete and up to date.
(4) A Fund ManagerG or, if applicable the Appointed Fund Administrator or Appointed Custody Provider, must, subject to (5), make the UnitholderG register in electronic or hard copy form available for inspection by UnitholdersG during normal business hours at the Fund Manager'sG or Appointed Fund Administrator's place of business in the DIFCG or otherwise in a designated location in the DIFCG .
(5) Where a FundG is structured as an Investment TrustG , the TrusteeG must maintain the register of UnitholdersG in accordance with the requirements in the Investment Trust Law 2006 and make the register in electronic or hard copy form available for inspection by UnitholdersG during normal business hours at the Trustee'sG place of business in the DIFCG or otherwise in a designated location in the DIFCG .
Derived from RM72/2010 (Made 11th July 2010). [VER13/07-10]