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Jul 11 2010 - Jan 31 2016Feb 1 2016 onwards

CIR 8 Management and Operation of A Fund

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.


Contents:
CIR 8 Guidance
CIR 8.1 General Management duties
Application
CIR 8.1A Corporate Director
Application
Requirements relating to a Corporate Director
CIR 8.2 Duties in Relation to Fund Property
Fund Manager
Trustee
Eligible Custodian
CIR 8.3 Conflicts of Interest
CIR 8.3.1
Related Party Transactions
Best Execution and Fair Allocation
CIR 8.4 Valuation of Fund Property
CIR 8.4.1
CIR 8.4.2
CIR 8.5 Determination of Single Price
CIR 8.5.1
CIR 8.5.2
CIR 8.6 Issue and Redemption of Fund Units
CIR 8.6.1
CIR 8.6A Systems and controls for liquidity risk management in Open-ended Funds
CIR 8.6A.1
CIR 8.6B Confirmation notes
CIR 8.6B.1
CIR 8.7 Unitholder Register
CIR 8.7.1
CIR 8.8 Meetings of Unitholders
CIR 8.8.1
CIR 8.8.2
CIR 8.8.3
CIR 8.8.4
Unitholder Meetings Procedures
CIR 8.9 Approvals and Notifications
CIR 8.9.1
CIR 8.10 Maintenance of Records
CIR 8.10.1
CIR 8.11 Capital
CIR 8.11.1
CIR 8.12 Delegation and Outsourcing
CIR 8.12 Guidance
Fund Manager
Trustee
Delegation and Outsourcing Process and Requirements
Systems and Controls
Review
CIR 8.13 Fees, Charges and Other Levies
Permissible Fees, Charges, Levies and Expenses
Reimbursement of Remuneration and Expenses
Promotional Payments, Performance Fees and Set Up Costs
Allocation of Payments to Capital or Income
Payments of Liabilities on Transfer of Assets