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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Collective Investment Rules (CIR) [VER25/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(1 version)
Jul 11 2010 onwards

CIR 5.1.7

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

The records required under CIR Rule 5.1.6 must be:

(a) capable of demonstrating to the Governing BodyG of the relevant FundG that any accounts prepared comply with the applicable requirements in this module or any other applicable legislation;
(b) retained by the Fund AdministratorG for at least 6 years from the date to which they relate;
(c) at all reasonable times, open to inspection by the DFSAG , the Fund'sG AuditorG and any PersonG providing oversight functions for the relevant FundG ; and
(d) if requested by the DFSAG , capable of reproduction within a reasonable period not exceeding 3 days, in hard copy and in English.
Derived from RM72/2010 (Made 11th July 2010). [VER13/07-10]