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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
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(2 versions)
Mar 1 2010 - Dec 8 2012Dec 9 2012 onwards

IFR 5.4.2

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

In addition to Rule PIB 3.2.4, PIB 3.2.5, GEN Rule 5.3.1 and this module, an Authorised FirmG Managing a PSIAG must ensure that its senior management establishes and maintains systems and controls that ensure that the Authorised FirmG is financially sound and able at all times to satisfy the specific prudential requirements arising out of such business.

Derived from DFSA RM69/2010 (Made 1st March 2010). [VER1/03-10]
[Amended] DFSA RM115/2012 (Made 15th October 2012). [VER5/12-12]