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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Islamic Finance Rules (IFR) [VER13/12-18]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(2 versions)
Mar 1 2010 - Jul 10 2010Jul 11 2010 onwards

IFR 3.8.1 Guidance

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

1. An Authorised FirmG may make the initial disclosures required under IFR Rule 3.8.1(a) by including such information in the Client AgreementG provided under COB chapter 3.
2. An Authorised FirmG Managing a PSIAG may make additional disclosure required to be made relating to PSIAG by including such information in the Client AgreementG . See IFR chapter 5 for additional disclosure for PSIAsG .
3. A Fund ManagerG making an OfferG of a UnitG of a FundG it manages is required under Rules CIR 14.3.1(b) and CIR 14.3.2(b) to include information specified in IFR Rule 3.8.1(1) in the ProspectusG which it must prepare and make available to ClientsG , hence the exemption in IFR Rule 3.8.1(2). A similar exemption is available to Fund ManagersG with regard to key information that must be provided to a Client under COB Rule 3.3.1(e).
Derived from DFSA RM69/2010 (Made 1st March 2010). [VER1/03-10]
[Amended] DFSA RM72/2010 (Made 11th July 2010). [VER2/07-10]