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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(2 versions)
Jan 3 2010 - Apr 27 2011Apr 28 2011 onwards

REP 4.2.3 Guidance

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

1. Section 2.3 of the RPP Sourcebook sets out matters which the DFSAG takes into consideration when making an assessment of the kind under Rule 4.2.3.
2. Where a Representative OfficeG is no longer fit and proper or where its Principal RepresentativeG is no longer fit and proper, it will be in breach of the relevant RuleG and the DFSAG may take steps to withdraw its LicenceG . Section 2.3 of the RPP Sourcebook sets out matters which the DFSA takes into consideration when assessing fitness and propriety of a Principal Representative.
Derived from DFSA RM68/2009 (Made January 3rd 2010). [VER1/01-10]
Amended in accordance with Notice of Amendments to Legislation April 2011 [VER3/02-11]