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Representative Office Module (REP) [VER9/02-17]

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.


Contents:
REP 1 Application
REP 1.1 Application
REP 1.2 Interpretation
REP 1.3 Scope of a Representative Office Licence
REP 2 Authorisation
REP 2.1 Licence Application
REP 2.2 Consideration and Assessment of Applications
REP 2.3 Withdrawal of a Licence
REP 3 Core Principles
REP 3.1 Application of Principles
REP 3.2 Principles for Representative Offices
REP 4 General Provisions
REP 4.1 General
REP 4.2 Fitness and Propriety
REP 4.3 Dealing with Property
REP 4.4 Solvency
REP 4.5 Disclosure of Regulatory Status
REP 4.6 Clear, Fair and not Misleading
REP 4.7 Marketing of Foreign Funds
REP 4.8 Record Keeping
REP 4.9 [Deleted]
REP 4.9 Communication with the DFSA
REP 5 Regulatory Processes
REP 5.1 Notifications
REP 5.2 Lead Regulation
REP 5.3 Accuracy of Information
REP 6 [Deleted]
REP 6.1 [Deleted]
REP 6.2 [Deleted]
REP 6.3 [Deleted]
REP APP1 [Deleted]
REP A1.1 [Deleted]
REP A1.2 Representative Office [Deleted]
REP A1.3 [Deleted]