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Aug 1 2009 onwards

RM66/2009 Enhancements to Client Asset Protection Provisions Rules Instrument (No.66) 2009



The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

Commencement

This instrument shall come into force on 1 August 2009.

Amendments to Rulebook Modules

(1) Conduct of Business Module (COB) – COB/VER15/01-09 is amended in accordance with Appendix 1 to this instrument and the module as amended by this instrument may be identified by the following reference – COB/VER16/08-09.
(2) General Module (GEN) – GEN/VER22/01-09 is amended in accordance with Appendix 2 to this instrument and the module as amended by this instrument may be identified by the following reference – GEN/VER23/08-09.
(3) Glossary Module (GLO) – GLO/VER20/01-09 is amended in accordance with Appendix 3 to this instrument and the module as amended by this instrument may be identified by the following reference – GLO/VER21/08-09.

Citation

(4) This instrument may be cited as the Enhancements To Client Asset Protection Provisions Rules Instrument (No. 66) 2009

By Order of the Board

Abdullah Saleh
Chairman
      Paul M Koster
Chief Executive

June 2009
RM66/2009