Dubai Financial Services Authority

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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)

Rulebook Modules

Sourcebook Modules

Consultation Papers

Policy Statements

DFSA Codes of Practice

Amendments to Legislation

29 December 2008 — DFSA Chairman Announces Appointment to DFSA Board of Directors

24 December 2008 — DFSA approves withdrawal of licenses to conduct Financial Services in or from the DIFC

18 December 2008 — Notice of Amendments to the Rulebook

14 December 2008 — DFSA Licenses GE Capital Middle East & Africa Ltd as an Authorised Firm

1 December 2008 — DFSA Licenses Hana Bank as an Authorised Firm

1 December 2008 — DFSA Licenses Dar International Investment Bank Limited as an Authorised Firm

27 November 2008 — DFSA Licenses Macquarie Capital Advisers (Dubai) Limited as an Authorised Firm

26 November 2008 — DFSA Licenses Levant Capital Limited as an Authorised Firm

25 November 2008 — DFSA Licenses Macquarie Capital Funds (Dubai) Limited as an Authorised Firm

20 November 2008 — DFSA Licenses Deloitte Corporate Finance Limited as an Authorised Firm

17 November 2008 — DFSA Licenses Pharos Financial Advisors Limited as an Authorised Firm

16 November 2008 — DFSA Licenses 300th Regulated Firm within DIFC

13 November 2008 — DFSA Licenses Cayman National (Dubai) Ltd as an Authorised Firm

5 November 2008 — DFSA Licenses Duet Mena Limited as an Authorised Firm

5 November 2008 — DFSA Signs MoU With Taiwanese Regulator

2 November 2008 — DFSA licenses Rasameel Investment Bank Limited as an Authorised Firm

30 October 2008 — DFSA Signs MoU With Capital Market Authority of Oman

28 October 2008 — DFSA licenses Sarasin-Alpen & Partners Limited as an Authorised Firm

23 October 2008 — DFSA Licenses Epic Investments Limited as an Authorised Firm

26 October 2008 — DFSA Licenses Swiss Life Private Placement (Middle East) Limited as an Authorised Firm

21 October 2008 — DFSA Licenses Vanbreda International (Dubai) Limited as an Authorised Firm

16 October 2008 — DFSA Licenses Mazaya Investments (DIFC) Limited as an Authorised Firm

15 October 2008 — DFSA licenses BBY Dubai Limited as an Authorised Firm

12 October 2008 — DFSA Licenses Ryland Gray Investor Services (DIFC) Limited as an Authorised Firm

8 October 2008 — DFSA Signs MoUs With Leading Asian Regulators

8 October 2008 — DFSA licenses Lime Rock Dubai LLP as an Authorised Firm

28 September 2008 — DFSA licenses Renaissance Investment Management (Dubai) Limited as an Authorised Firm

25 September 2008 — DFSA licenses Credit Europe Bank (Dubai) Ltd as an Authorised Firm

24 September 2008 — DFSA Sanctions Shuaa Capital for Market Abuse

17 September 2008 — DFSA Board Announces Appointment of the Next CEO

16 September 2008 — DFSA’s Statement on Lehman Brothers in the DIFC

14 September 2008 — DFSA Licenses Itaú Middle East Securities Limited as an Authorised Firm

9 September 2008 — DFSA licenses Woori Bank as an Authorised Firm

7 September 2008 — DFSA Enforces Sanctions Against GFS Investments

3 September 2008 — Notice of Amendments to the Rulebook

25 August 2008 — DFSA registers Vinson & Elkins as an Ancillary Service Provider

20 August 2008 — DFSA licenses Sovereign Risk Insurance (Dubai) Limited as an Authorised Firm

20 August 2008 — DFSA Signs MoU With Banque de France

19 August 2008 — DFSA Licenses International General Insurance Company (Dubai) Limited as an Authorised Firm

17 August 2008 — DFSA registers Kilpatrick Stockton LLP as an Ancillary Service Provider

5 August 2008 — DFSA Licenses Trimark Capital Limited as an Authorised Firm

30 July 2008 — DFSA Grants an Amended License to DIFX to Operate a Derivatives Exchange

27 July 2008 — DFSA Grants Recognition to the Chicago Board of Trade

24 July 2008 — DFSA registers Zaid Ibrahim & Co as an Ancillary Service Provider

24 July 2008 — DFSA licenses Agilis Global Limited as an Authorised Firm

22 July 2008 — DFSA licenses Jasper Corporate Finance

17 July 2008 — DFSA licenses Lionhart (Middle East) Limited as an Authorised Firm

9 July 2008 — DFSA Expands International Network

8 July 2008 — DFSA licenses Eastgate Capital Group Limited as an Authorised Firm

6 July 2008 — DFSA Licenses Evolvence Capital International Limited as an Authorised Firm

30 June 2008 — Reminder of Rule Changes

26 June 2008 — David Knott, DFSA Chief Executive, Speech at the Risk Korea 2008 Conference

24 June 2008 — DFSA Licenses AL-PER Solutions Limited as an Authorised Firm

23 June 2008 — DFSA licenses Neerav Investment Advisory Services (Dubai) Limited as an Authorised Firm

16 June 2008 — DFSA licenses VR Advisory Services (Dubai) Limited as an Authorised Firm

16 June 2008 — DFSA licenses Quilvest (Dubai) Limited as an Authorised Firm

04 June 2008 — DFSA Licenses The Emirates Capital Limited as an Authorised Firm

04 June 2008 — DFSA registers BDO Patel & Al Saleh as a Registered Auditor

28 May 2008 — DFSA enters into Memorandum of Understanding with South African counterpart

28 May 2008 — DFSA registers Gide Loyrette Nouel as an Ancillary Service Provider

28 May 2008 — DFSA Licenses HC Investment Banking (DIFC) Limited as an Authorised Firm

28 May 2008 — DFSA Licenses Maples Finance (Dubai) Limited as an Authorised Firm

28 May 2008 — DFSA Licenses Gulf Reinsurance Limited as an Authorised Firm

20 May 2008 — DFSA enters into Memorandum of Understanding with Cyprus SEC

19 May 2008 — DFSA Licenses Paradigm Investment Banking Company Limited as an Authorised Firm

19 May 2008 — DFSA Licenses Saffar Capital Limited as an Authorised Firm

15 May 2008 — DFSA Licenses KBC Financial Products UK Limited as an Authorised Firm

12 May 2008 — DFSA issues consumer alert : DIFC Investment Scam

12 May 2008 — Compliance with Federal Law provisions on dealing in Dirham and deposit taking

29 April 2008 — Key Policy Review — the outcome

12 May 2008 — Results of Capital Adequacy Planning and Monitoring Process Theme Review

27 April 2008 — DFSA Hosts Inaugural Legal Think Tank

20 April 2008 — DFSA Board Announces Chief Executives’ Retirement

17 April 2008 — DFSA Licenses Orion Capital Limited as an Authorised Firm

16 April 2008 — DFSA publishes new Rulemaking Instruments

16 April 2008 — DFSA Licenses Gulf Investments Limited as an Authorised Firm

03 April 2008 — DFSA Launches Islamic Finance Initiative with Hong Kong

30 March 2008 — DFSA Licenses Crédit Agricole Cheuvreux as an Authorised Firm

17 March 2008 — DFSA Licenses Al Habib Financial Services Limited as an Authorised Firm

12 March 2008 — DFSA Registers Latham & Watkins LLP as an Ancillary Service Provider

11 March 2008 — DFSA Licenses Bemo Oddo Investment Firm Limited as an Authorised Firm

06 March 2008 — DFSA Licenses SEI Investments (Europe) Ltd as an Authorised Firm

04 March 2008 — DFSA Licenses GFI Securities Limited as an Authorised Firm

03 March 2008 — DFSA registers Farahat & Co Limited Liability Partnership as a Registered Auditor and Ancillary Service Provider

03 March 2008 — DFSA registers Sajjad Haider Chartered Accountants Limited Liability Partnership as a Registered Auditor and Ancillary Service Provider

27 February 2008 — DFSA Licenses Omniyat Investment Management Limited as an Authorised Firm

26 February 2008 — DFSA Licenses Renaissance Group (Dubai) Limited as an Authorised Firm

21 February 2008 — DFSA Licenses Lion Capital Management Limited as an Authorised Firm

17 February 2008 — DFSA registers DLA Piper Middle East LLP as an Ancillary Service Provider

14 February 2008 — Proposed Amendments to the Rulebook and the Sourcebook

12 February 2008 — DFSA registers Mazars Middle East LLP as a Registered Auditor and Ancillary Service Provider

10 February 2008 — DFSA Licenses NBD Sana Capital Limited as an Authorised Firm

10 February 2008 — DFSA Licenses A/T Capital Management Limited as an Authorised Firm

04 February 2008 — DFSA Licenses Silverdale Services (Dubai) Limited as an Authorised Firm

04 February 2008 — DFSA Licenses Barclays Global Investors Limited as an Authorised Firm

24 January 2008 — DFSA Licenses Fairfax Middle East Limited as an Authorised Firm

23 January 2008 — DFSA registers Dewey & LeBoeuf LLP as an Ancillary Service Provider

17 January 2008 — DFSA Licenses Thames River Capital LLP as an Authorised Firm

15 January 2008 — DFSA Licenses Triago MEA Limited as an Authorised Firm

15 January 2008 — DFSA Licenses Landesbank Baden-Württemberg as an Authorised Firm

07 January 2008 — DFSA registers Morison Menon Chartered Accountants as an Auditor

03 January 2008 — DFSA Registers Loyens & Loeff Emirates B.V. as an Ancillary Service Provider

03 January 2008 — DFSA Licenses City of London Investment Management Company Limited as an Authorised Firm

Financial Markets Tribunal

Connected by Complinet

Location: Dubai Financial Services Authority (DFSA) > Media Releases > 2008 > 15 October 2008 — DFSA licenses BBY Dubai Limited as an Authorised Firm

16 October 2008 — DFSA Licenses Mazaya Investments (DIFC) Limited as an Authorised Firm

12 October 2008 — DFSA Licenses Ryland Gray Investor Services (DIFC) Limited as an Authorised Firm

Versions
(1 version)

Oct 15 2008 onwards

15 October 2008 — DFSA licenses BBY Dubai Limited as an Authorised Firm

The Dubai Financial Services Authority (DFSA) has licensed BBY Dubai Limited as an Authorised Firm in the Dubai International Financial Centre (DIFC).

16 October 2008 — DFSA Licenses Mazaya Investments (DIFC) Limited as an Authorised Firm

12 October 2008 — DFSA Licenses Ryland Gray Investor Services (DIFC) Limited as an Authorised Firm