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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(2 versions)
Jul 1 2008 - Jan 31 2017Feb 1 2017 onwards

COB A6.5.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) Before an Authorised FirmG holds a Safe Custody InvestmentG with a Third Party AgentG , it must undertake an assessment of that Third Party AgentG and have concluded on reasonable grounds that the Third Party AgentG is suitable to hold those Safe Custody InvestmentsG .
(2) An Authorised FirmG must have systems and controls in place to ensure that the Third Party AgentG remains suitable.
(3) When assessing the suitability of the Third Party AgentG , the Authorised FirmG must ensure that the Third Party AgentG will provide protections equivalent to the protections conferred in this appendix.
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]
[Amended] DSFA RM185/2016 (Made 7th December 2016). [VER28/02-17]