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Location: Dubai Financial Services Authority (DFSA) > Rulebook Modules > Conduct of Business Module (COB) [VER33/07-19] > COB App 6 Safe Custody Provisions > COB A6.4 Client Accounts in relation to Client Investments > COB A6.4.3
COB A6.4.2 COB A6.4.3 Guidance
  Versions
(1 version)
  
Jul 1 2008 onwards

COB A6.4.3

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

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(1) An Authorised FirmG must maintain a master list of all Client AccountsG .
(2) The master list must detail:
(a) the name of the account;
(b) the account number;
(c) the location of the account;
(d) whether the account is currently open or closed; and
(e) the date of opening or closure.
(3) The details of the master list must be documented and maintained for a minimum period of six years following the closure of an account.
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]
COB A6.4.2 COB A6.4.3 Guidance

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