Home   Browse contents   View updates   Search  
     Quick search

Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

(2 versions)
Jul 1 2008 - Jul 31 2009Aug 1 2009 onwards

COB A6.4.2

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

A Client AccountG in relation to Client InvestmentsG is an account which:

(a) is held with a Third Party AgentG or by an Authorised FirmG which is authorised under its LicenceG to Provide CustodyG ;
(b) is established to hold Client AssetsG ;
(c) when held by a Third Party AgentG , is maintained in the name of;
(i) if a Domestic FirmG , the Authorised FirmG ; or
(ii) if not a Domestic FirmG , a Nominee CompanyG controlled by the Authorised FirmG ; and
(d) includes the words 'Client Account' in its title.
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]
[Amended] DFSA RM66/2009 (Made 1st August 2009). [VER16/08-09]