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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Conduct of Business Module (COB) [VER32/02-19]
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Financial Markets Tribunal
Archive

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  Versions
(2 versions)
 
Jul 1 2008 - Jul 31 2018Aug 1 2018 onwards

COB A5.12 Guidance



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

In accordance with GEN chapter 8, an Authorised FirmG which holds or controls Client MoneyG for Segregated ClientsG must arrange for a Client Money Auditor's ReportG to be submitted to the DFSA on an annual basis.

Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]
[Amended] DFSA RM226/2018 (Made 6th June 2018). [VER30/08-18]