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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Rulebook Modules
Conduct of Business Module (COB) [VER32/02-19]
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  Versions
(1 version)
 
Jul 1 2008 onwards

COB A5.5.2



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised FirmG must pay Client MoneyG of the type described in COB Rule A5.5.1(b) or (c) into a Client AccountG where it has not fulfilled its delivery or payment obligation within three days of receipt of the MoneyG or InvestmentsG unless in the case of the type of Client MoneyG referred to in COB Rule A5.5.1(c)(ii) it instead safeguards Client InvestmentsG at least equal to the value of such Client MoneyG .

Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]