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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Conduct of Business Module (COB) [VER32/02-19]
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  Versions
(1 version)
 
Jul 1 2008 onwards

COB A5.3.5 Guidance



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised FirmG should have procedures for identifying Client MoneyG received by the Authorised FirmG , and for promptly recording the receipt of the MoneyG either in the books of account or a register for later posting to the ClientG cash book and ledger accounts. The procedures should cover Client MoneyG received by the Authorised FirmG through the mail, electronically or via agents of the Authorised FirmG or through any other means.

Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]