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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Conduct of Business Module (COB) [VER32/02-19]
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  Versions
(1 version)
 
Jul 1 2008 onwards

COB A5.2.2



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised FirmG which holds or controls Client MoneyG for a Segregated ClientG must:

(a) comply with the Client Money ProvisionsG in relation to that Client MoneyG ; and
(b) have systems and controls in place to be able to evidence compliance with the Client Money ProvisionsG .
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]