Home   Browse contents   View updates   Search  
     Quick search
Go
   

Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Conduct of Business Module (COB) [VER28/02-17]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

Whole Section Print Print Manager Link


  Versions
(1 version)
 
Jul 1 2008 onwards

COB App 5 Client Money Provisions

View whole sectionWhole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.


Contents:
COB A5.1 Application
COB A5.1.1
COB A5.2 General Requirements
COB A5.2.1
COB A5.2.2
COB A5.3 Payment of Client Money into Client Accounts
COB A5.3.1
COB A5.3.2
COB A5.3.3
COB A5.3.4
COB A5.3.5
COB A5.4 Client Accounts
COB A5.4.1
COB A5.4.2
COB A5.5 Exceptions to Holding Client Money in Client Accounts
COB A5.5.1
COB A5.5.2
COB A5.5.3
COB A5.6 Appointment of a Third Party Agent
COB A5.6.1
COB A5.6.2
COB A5.7 Payment of Client Money to a Third Party Agent
COB A5.7.1
COB A5.7.2
COB A5.7.3
COB A5.8 Payment of Client Money from Client Accounts
COB A5.8.1
COB A5.8.2
COB A5.8.3
COB A5.8.4
COB A5.8.5
COB A5.9 Client Disclosure
COB A5.9.1
COB A5.10 Client Reporting
COB A5.10.1
COB A5.11 Reconciliation
COB A5.11.1
COB A5.11.2
COB A5.11.3
COB A5.11.4
COB A5.12 Auditor's Reporting Requirements
COB A5.12 Guidance
COB A5.13 Client Money Distribution Rules
COB A5.13.1
COB A5.13.2
COB A5.13.3
COB A5.14 Failure to Comply with this Appendix
COB A5.14.1