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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
Sourcebook Modules
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Financial Markets Tribunal
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  Versions
(1 version)
 
Jul 1 2008 onwards

COB A1.1.3



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised FirmG must, pursuant to COB Rule 6.7.4(3), make a record of the following:

(a) the identity of the PersonG instructed;
(b) the terms of the instruction; and
(c) the date and time that the instruction was given.
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]