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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
Sourcebook Modules
Consultation Papers
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DFSA Codes of Practice
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Financial Markets Tribunal
Archive

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  Versions
(1 version)
 
Jul 1 2008 onwards

COB 7.9.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) An Insurance IntermediaryG or Insurance ManagerG must manage any conflict of interest to ensure that all its ClientsG are fairly treated and not prejudiced by any such interests.
(2) An Insurance IntermediaryG or Insurance ManagerG must manage the conflict of interest by disclosing such conflict to the ClientsG in writing either generally or in relation to a specific TransactionG .
(3) If an Insurance IntermediaryG or Insurance ManagerG is unable to manage a conflict of interest, it must decline to act for the ClientG .
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]