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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

(1 version)
Jul 1 2008 onwards

COB 7.6.4

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) An InsurerG , Insurance IntermediaryG or Insurance ManagerG must, on the request of any ClientG , disclose to that ClientG all commissions and other economic benefits accruing to the Authorised FirmG or any member of the same GroupG from:
(a) any Insurance IntermediationG business;
(b) any Insurance ManagementG business; or
(c) any other business connected to or related to the provision of such business;
transacted by the Authorised Firm on behalf of that Client.
(2) The requirement to disclose the information under (1) does not apply where an Insurance IntermediaryG acts solely on behalf of a single insurer, and this fact has been disclosed to the ClientG .
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]