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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

(2 versions)
Jul 1 2008 - Jul 31 2016Aug 1 2016 onwards

COB 7.1.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) The RulesG in this chapter apply to an Authorised FirmG with respect to the conduct in or from the DIFC of Insurance BusinessG , Insurance IntermediationG or Insurance ManagementG to the extent specified in any Rule.
(2) The RulesG in this chapter do not apply to an InsurerG that is an Authorised ISPVG with the exception of the Rules in COB section 7.2.
(3) Only COB section 7.2, COB Rules 7.3.1, 7.6.1 and 7.9.1 and COB sections 7.10 and 7.12 in this chapter apply to an InsurerG , Insurance IntermediaryG or Insurance ManagerG when it carries on a Financial ServiceG with or for a Market CounterpartyG .
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]
[Amended] DFSA RM182/2016 (Made 19th June 2016) [VER27/08-16]