Dubai Financial Services Authority

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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)

Rulebook Modules

Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER13/02-17]

Authorised Market Institutions (AMI) [VER18/02-17]

Auditor Module (AUD) [VER3/02-17]

Conduct of Business Module (COB) [VER28/02-17]

COB 1 Introduction

COB 2 Client Classification

COB 3 Core Rules — Investment Business, Accepting Deposits, Providing Credit and Providing Trust Services

COB 4 Additional Rules — Accepting Deposits and Providing Credit

COB 5 Additional Rules — Providing Trust Services

COB 6 Additional Rules — Investment Business

COB 7 Core Rules — Insurance

COB 7.1 Application and Interpretation

COB 7.1A Table Illustrating the Application of the Rules in this Chapter

COB 7.2 Insurance Business, Management and Intermediation Restrictions

COB 7.3 Communication of Information and Marketing Material

COB 7.4 Client's Duty of Disclosure

COB 7.5 Authorised Firm's Duty of Disclosure

COB 7.6 Disclosure of Costs and Remuneration

COB 7.7 Information About the Proposed Insurance

COB 7.8 Suitability

COB 7.9 Managing Conflicts of Interest

COB 7.10 Placement of Insurance

COB 7.11 Providing an Ongoing Service

COB 7.12 Insurance Monies

COB 8 Specific Rules – Operating A Credit Rating Agency

COB 9 Additional Rules: Operating an Alternative Trading System

COB 10 Custody Providers Acting as a Central Securities Depository ("CSD")

COB App 1 Records of Orders and Transactions

COB App 2 Key Information and Client Agreement

COB App 3 Confirmation of Transactions

COB App 4 Periodic Statements

COB App 5 Client Money Provisions

COB App 6 Safe Custody Provisions

Collective Investment Rules (CIR) [VER22/02-17]

Fees Module (FER) [VER13/02-17]

General Module (GEN) [VER39/05-17]

Glossary Module (GLO) [VER37/02-17]

Islamic Finance Rules (IFR) [VER11/02-17]

Markets Rules (MKT) [VER9/02-17]

Price Stabilisation Module (PRS) [VER6/04-16]

Prudential — Insurance Business Module (PIN) [VER14/06-14]

Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER26/02-17]

Recognition (REC) [VER11/02-17]

Representative Office Module (REP) [VER9/02-17]

Takeover Rules Module (TKO) [VER7/02-16]

Sourcebook Modules

Consultation Papers

Policy Statements

DFSA Codes of Practice

Amendments to Legislation

Financial Markets Tribunal

Connected by Complinet

Location: Dubai Financial Services Authority (DFSA) > Rulebook Modules > Conduct of Business Module (COB) [VER28/02-17] > COB 7 Core Rules — Insurance

COB 6.15.9 [Deleted]

COB 7.1 Application and Interpretation

Versions
(1 version)

Jul 1 2008 onwards

COB 7 Core Rules — Insurance

View whole section Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

Contents:

COB 7.1 Application and Interpretation

COB 7.1A Table Illustrating the Application of the Rules in this Chapter

COB 7.2 Insurance Business, Management and Intermediation Restrictions

COB 7.3 Communication of Information and Marketing Material

General Obligation

COB 7.4 Client's Duty of Disclosure

COB 7.5 Authorised Firm's Duty of Disclosure

COB 7.5 Guidance

COB 7.6 Disclosure of Costs and Remuneration

COB 7.7 Information About the Proposed Insurance

Specific Disclosure for Long-Term Insurance

COB 7.8 Suitability

COB 7.9 Managing Conflicts of Interest

COB 7.10 Placement of Insurance

Confirmation of Cover

COB 7.11 Providing an Ongoing Service

Amendments to and Renewal of Insurance

COB 7.12 Insurance Monies

Insurance Money Segregation