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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Conduct of Business Module (COB) [VER32/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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COB 6.13.3

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) Subject to (2), an Authorised FirmG :
(a) holding or controlling Client InvestmentsG ; or
(b) Providing CustodyG ,
in or from the DIFC must do so in accordance with the Safe Custody ProvisionsG in App6.
(2) The Safe Custody ProvisionsG in App6 do not apply to Client InvestmentsG held as CollateralG unless stated otherwise.
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]
[Amended] DFSA RM66/2009 (Made 1st August 2009). [VER16/08-09]
[Amended] DSFA RM185/2016 (Made 7th December 2016). [VER28/02-17]