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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(1 version)
Jul 1 2008 onwards

COB 6.12.5

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) An Authorised FirmG must maintain records:
(a) which enable the Authorised FirmG to demonstrate compliance with COB Rule 6.11.2;
(b) which enable the Authorised FirmG to demonstrate and explain all entries of MoneyG held or controlled in accordance with this chapter; and
(c) of all cheques received and forwarded in accordance with COB Rule 6.12.1(e).
(2) Records must be kept for a minimum of six years.
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]