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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Conduct of Business Module (COB) [VER33/07-19]
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COB 6.11.2



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) An Authorised FirmG which holds or controls Client MoneyG must comply with sections 6.12 and 6.14.
(2) An Authorised FirmG which holds or controls Client InvestmentsG or Provides CustodyG must comply with sections 6.13 and 6.14.
(3) An Authorised Firm which Arranges Custody must comply with the requirements in COB Rule A6.5.1A (on suitability of non-DIFC custodians) and A6.7.1(1) (on disclosure) in APP 6 and in section 6.14 (Record keeping).
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]
[Amended] DFSA RM66/2009 (Made 1st August 2009). [VER16/08-09]
[Amended] DSFA RM185/2016 (Made 7th December 2016). [VER28/02-17]