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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Conduct of Business Module (COB) [VER32/02-19]
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Jul 1 2008 - Jan 31 2017Feb 1 2017 onwards

COB 6.11.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) This section applies to an Authorised FirmG which:
(a) holds or controls Client AssetsG ; or
(b) Provides CustodyG .
(2) This section applies to an Authorised FirmG Arranging CustodyG only to the extent specified in COB Rule 6.11.2(3).
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]
[Amended] DSFA RM185/2016 (Made 7th December 2016). [VER28/02-17]